Compliance & AML Officer

Responsibilities

• KYC and Client Due Diligence: Collect and review client identification and corporate documents, verify beneficial ownership (UBO), and assess onboarding cases.
• Sanctions Screening and Risk Assessment: Screen new and existing clients against applicable sanctions lists, apply client risk ratings, and escalate high-risk cases.
• AML Monitoring
• Conduct periodic client reviews, monitor transactions for suspicious activity, identify red flags, and support the investigation and escalation of potential AML risks.
• Compliance Monitoring
• Monitor compliance with applicable laws, regulations, internal policies, and procedures; identify gaps and recommend corrective actions.
• Policies and Procedures: Assist in developing, reviewing, and updating AML, KYC, sanctions, and other compliance-related policies and procedures.
• Documentation and Reporting
• Maintain accurate compliance records and audit trails, prepare internal reports, and assist with regulatory reporting and requests.
• AI-Assisted Compliance: Use company-provided AI tools and screening solutions to improve the efficiency of compliance reviews, risk assessments, and reporting.

Languages